Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 22 Jun 2012)
- CF4 Partner (AR) (22 Jun 2012 to 16 Nov 2018)
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Elliott Sanders
FRN 582405
- (1)Employed By (since 22 Jun 2012)
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- (21)Employed By (21 Dec 2007 to 29 Jun 2012)
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- CF22 Investment Adviser (Trainee) (11 May 2005 to 17 Feb 2006)
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- CF21 Investment Adviser (26 May 2004 to 24 Feb 2005)
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- CF22 Investment Adviser (Trainee) (15 Aug 2002 to 15 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.