Douglas Johnson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Origen Financial Services Limited

    FRN 192666

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
    • [FCA CF] Manager of certification employee (since 1 Feb 2024)
    • [FCA CF] Client dealing (since 1 Feb 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Manager of certification employee (24 Jan 2022 to 31 Jan 2024)
    • [FCA CF] Functions requiring qualifications (7 Mar 2020 to 31 Jan 2024)
    • CF30 Customer (13 May 2015 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (30 Aug 2011 to 11 Nov 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 May 2011 to 24 Aug 2011)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (2 Jul 2002 to 22 Oct 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jul 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (2 Jul 2002 to 30 Aug 2002)
    • CF22 Investment Adviser (Trainee) (2 Jul 2002 to 2 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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