Origen Financial Services Limited

• Principal Place of Business

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

  Web

  https://www.origenfs.co.uk

• Complaints Contact

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sian Helen Kent

  IRN SHL00008

  • CF30 Customer (13 Jan 2014 to 20 Jul 2018)
• Silvia Borges Medeiros

  IRN SXB02386

  • [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
• Simeon John Adams

  IRN SJA00065

  • CF30 Customer (1 Nov 2007 to 5 Mar 2008)
  • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
• Simon Alexander Sharp

  IRN SAS01215

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 11 Mar 2020)
  • [FCA CF] Functions requiring qualifications (since 11 Mar 2020)
• Simon David O'Connell

  IRN SDO01012

  • CF30 Customer (1 Nov 2007 to 29 May 2015)
  • CF21 Investment Adviser (21 Feb 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (28 Apr 2005 to 21 Feb 2006)
• Simon Derrick Sinclair

  IRN SDS00016

  • CF30 Customer (1 Nov 2007 to 15 Nov 2011)
  • CF21 Investment Adviser (10 May 2005 to 31 Oct 2007)
• Simon Graeme Jospeh Ord

  IRN SXO85042

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • [FCA CF] Client dealing (since 1 Feb 2024)
• Simon Howard Moore

  IRN SHM00003

  • CF21 Investment Adviser (1 Dec 2001 to 16 Oct 2002)
• Simon John Cornish

  IRN SJC00108

  • CF30 Customer (1 Nov 2007 to 15 Jan 2013)
  • CF24 Pension Transfer Specialist (1 Mar 2005 to 20 Apr 2007)
  • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
• Simon John Cunningham

  IRN SJC01393

  • CF28 Systems and controls (15 Jun 2010 to 23 Jun 2012)

• Berringer Financial Services Ltd (no longer appointed)

  FRN 447356 · Appointed 26 Jan 2006 · Until 1 Nov 2008

• Phoenix Life Insurance Services Ltd (no longer appointed)

  FRN 434604 · Appointed 23 Jun 2005 · Until 6 Apr 2006

No changes recorded yet.