Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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David Booler & Company
FRN 146287
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (since 9 Aug 2018)
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Integra Wealth Management Limited
FRN 835254
- (4)Employed By (since 9 Sep 2019)
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B W Financial Services Limited
FRN 189042
- (13)Employed By (since 8 Feb 2019)
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Nicholsons PSP Limited
FRN 223754
- (12)Employed By (since 8 Feb 2019)
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Ballards FS Limited
FRN 224308
- (14)Employed By (since 8 Feb 2019)
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Ruthlyn House Wealth Management Limited
FRN 439964
- (6)Employed By (since 8 Feb 2019)
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- (11)Employed By (since 8 Feb 2019)
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- Employed By (8 Feb 2019 to 8 Feb 2023)
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- CF30 Customer (13 Jan 2014 to 20 Jul 2018)
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- CF30 Customer (9 Sep 2013 to 29 Nov 2013)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Vaughan Davies & Co (Pensions & Investments) Limited
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controlled function added: (11)Employed By at Vaughan Davies & Co (Pensions & Investments) Limited
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controlled function removed: Employed By at Ruthlyn House Wealth Management Limited
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controlled function added: (6)Employed By at Ruthlyn House Wealth Management Limited
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controlled function removed: Employed By at Nicholsons PSP Limited
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controlled function added: (12)Employed By at Nicholsons PSP Limited
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controlled function removed: Employed By at Integra Wealth Management Limited
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controlled function added: (4)Employed By at Integra Wealth Management Limited
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controlled function removed: Employed By at Ballards FS Limited
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controlled function added: (14)Employed By at Ballards FS Limited