Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (28 Nov 2011 to 9 Sep 2013)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Vaughan Davies & Co (Pensions & Investments) Limited
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controlled function added: (11)Employed By at Vaughan Davies & Co (Pensions & Investments) Limited
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controlled function removed: Employed By at Ruthlyn House Wealth Management Limited
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controlled function added: (6)Employed By at Ruthlyn House Wealth Management Limited
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controlled function removed: Employed By at Nicholsons PSP Limited
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controlled function added: (12)Employed By at Nicholsons PSP Limited
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controlled function removed: Employed By at Integra Wealth Management Limited
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controlled function added: (4)Employed By at Integra Wealth Management Limited
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controlled function removed: Employed By at Ballards FS Limited
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controlled function added: (14)Employed By at Ballards FS Limited