Simon David O'Connell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 13 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 13 Feb 2020)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Feb 2020)
    • [FCA CF] Client dealing (since 13 Feb 2020)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • CF30 Customer (1 Aug 2017 to 5 Nov 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (18 Jun 2015 to 31 Jul 2017)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (11 Jun 2015 to 31 Jul 2017)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (1 Nov 2007 to 29 May 2015)
    • CF21 Investment Adviser (21 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Apr 2005 to 21 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.