Simon John Cunningham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

McInroy & Wood Ltd (no longer approved here)
FRN 121926
- CF1 Director (18 Jan 2013 to 28 Dec 2018)
- CF11 Money Laundering Reporting (18 Jan 2013 to 28 Dec 2018)
McInroy & Wood Portfolios Limited (no longer approved here)
FRN 144205
- CF1 Director (18 Jan 2013 to 28 Dec 2018)
- CF11 Money Laundering Reporting (18 Jan 2013 to 28 Dec 2018)
AEGON INVESTMENT SOLUTIONS LTD. (no longer approved here)
FRN 543123
- CF28 Systems and controls (20 Apr 2012 to 23 Jun 2012)
Aegon Asset Management UK plc (no longer approved here)
FRN 144267
- CF28 Systems and controls (20 Jun 2011 to 22 Jun 2012)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF28 Systems and controls (15 Jun 2010 to 23 Jun 2012)
Origen Financial Services Limited (no longer approved here)
FRN 192666
- CF28 Systems and controls (15 Jun 2010 to 23 Jun 2012)
Scottish Equitable Plc (no longer approved here)
FRN 165548
- CF28 Systems and controls (29 Jan 2008 to 23 Jun 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.