Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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James Murray Associates Limited
FRN 458363
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 15 Dec 2025)
- [FCA CF] Client dealing (since 15 Dec 2025)
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- [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
- [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
- CF30 Customer (10 Oct 2014 to 6 Mar 2016)
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- CF30 Customer (1 Dec 2009 to 5 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.