ORACLE FINANCIAL PLANNING LIMITED

Date authorised
1 April 2013
Companies House
06753174
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 4 Admiral Way
    Doxford International Business
    Sunderland
    Tyne And Wear
    SR3 3XW
    UNITED KINGDOM
    Phone
    +4403453888851
    Web
    https://www.oraclefp.co.uk

  • Complaints Contact

    Unit 4 Admiral Way
    Doxford International Business
    Sunderland
    Tyne And Wear
    SR3 3XW
    UNITED KINGDOM
    Phone
    +4403453888851

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Eligible Counterparty, Retail (Non-Investment Insurance), Structured Deposits, Share, Personal pension scheme, Government and public security, Warrant, Certificates representing certain security, Unit, Debenture, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Life Policy, Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Personal pension scheme, Share, Government and public security, Warrant, Certificates representing certain security, Unit, Debenture, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Life Policy, Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Personal pension scheme, Share, Government and public security, Warrant, Certificates representing certain security, Unit, Debenture, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Life Policy, Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kevin James Cook

    IRN KJC00037

    • (18)[FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2025)
    • (19)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jun 2025)
    • (17)CF30 Customer (1 Sep 2009 to 8 Dec 2019)
  • Michael Home

    IRN MXH00104

    • (20)CF30 Customer (16 May 2012 to 31 Dec 2012)
  • Neil Cairns

    IRN NXC00042

    • (8)CF30 Customer (18 Jan 2011 to 1 Dec 2012)
  • Nigel Henry Orrick

    IRN NHO00001

    • (9)CF30 Customer (20 Feb 2009 to 31 Aug 2017)
    • (10)CF1 Director (20 Feb 2009 to 1 Jan 2016)
  • Ruzvan Nabi

    IRN RXN01099

    • (23)[FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2025)
    • (24)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jan 2025)
    • (22)CF30 Customer (25 Oct 2013 to 8 Dec 2019)
  • Simon Hopkin

    IRN SXH00096

    • (11)4. Giving personal recommendations on retail investment products which are not broker funds
    • (9)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (8)21. Advising or arranging (bringing about) equity release transactions
    • (10)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (13)SMF3 Executive Director (since 9 Dec 2019)
    • (15)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (12)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (14)[FCA CF] Client dealing (since 9 Dec 2019)
    • (32)CF30 Customer (20 Feb 2009 to 8 Dec 2019)
    • (34)CF1 Director (20 Feb 2009 to 8 Dec 2019)
    • (33)CF11 Money Laundering Reporting (20 Feb 2009 to 8 Dec 2019)
  • Simon John Reynolds

    IRN SJR00081

    • (16)21. Advising or arranging (bringing about) equity release transactions
    • (17)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (18)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (19)4. Giving personal recommendations on retail investment products which are not broker funds
    • (23)SMF3 Executive Director (since 9 Dec 2019)
    • (25)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (24)[FCA CF] Client dealing (since 9 Dec 2019)
    • (22)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (21)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (20)Responsibility for MCD Intermediation (since 16 Aug 2016)
    • (29)CF10 Compliance Oversight (11 Jan 2013 to 8 Dec 2019)
    • (27)Responsible for Insurance Mediation (20 Feb 2009 to 30 Sep 2018)
    • (31)CF1 Director (20 Feb 2009 to 8 Dec 2019)
    • (30)CF8 Apportionment and Oversight (20 Feb 2009 to 31 Mar 2009)
    • (28)CF30 Customer (20 Feb 2009 to 8 Dec 2019)
  • Trevor Robinson

    IRN TXR00024

    • (2)CF30 Customer (23 Jun 2010 to 27 Aug 2013)
  • William Armstrong Bulman

    IRN WAB00009

    • (1)CF30 Customer (1 Apr 2012 to 31 Dec 2012)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (7)[FCA CF] Functions requiring qualifications

  2. controlled function added: (6)[FCA CF] Client dealing

  3. controlled function added: (5)SMF3 Executive Director

  4. controlled function added: (4)4. Giving personal recommendations on retail investment products which are not broker funds

  5. controlled function added: (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  6. controlled function added: (2)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  7. controlled function added: (1)21. Advising or arranging (bringing about) equity release transactions

  8. controlled function added: (36)CF1 Director

  9. controlled function added: (35)CF30 Customer

  10. controlled function added: (34)CF1 Director

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