Neil Cairns

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ORACLE FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 493035
- (8)CF30 Customer (18 Jan 2011 to 1 Dec 2012)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF30 Customer (13 Jan 2010 to 27 Feb 2011)
RLUM Limited (no longer approved here)
FRN 144032
- CF30 Customer (1 Nov 2007 to 22 Aug 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (8)CF30 Customer at ORACLE FINANCIAL PLANNING LIMITED

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.