Simon John Reynolds

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 8 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 8 Jan 2025)
  • ORACLE FINANCIAL PLANNING LIMITED

    FRN 493035

    • (16)21. Advising or arranging (bringing about) equity release transactions
    • (18)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (19)4. Giving personal recommendations on retail investment products which are not broker funds
    • (17)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (25)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (22)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (23)SMF3 Executive Director (since 9 Dec 2019)
    • (24)[FCA CF] Client dealing (since 9 Dec 2019)
    • (21)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (20)Responsibility for MCD Intermediation (since 16 Aug 2016)
    • (29)CF10 Compliance Oversight (11 Jan 2013 to 8 Dec 2019)
    • (28)CF30 Customer (20 Feb 2009 to 8 Dec 2019)
    • (27)Responsible for Insurance Mediation (20 Feb 2009 to 30 Sep 2018)
    • (30)CF8 Apportionment and Oversight (20 Feb 2009 to 31 Mar 2009)
    • (31)CF1 Director (20 Feb 2009 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing at ORACLE FINANCIAL PLANNING LIMITED

  2. controlled function removed: Responsibility for MCD Intermediation at ORACLE FINANCIAL PLANNING LIMITED

  3. controlled function removed: SMF3 Executive Director at ORACLE FINANCIAL PLANNING LIMITED

  4. controlled function removed: SMF16 Compliance Oversight at ORACLE FINANCIAL PLANNING LIMITED

  5. controlled function removed: 21. Advising or arranging (bringing about) equity release transactions at ORACLE FINANCIAL PLANNING LIMITED

  6. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at ORACLE FINANCIAL PLANNING LIMITED

  7. controlled function removed: [FCA CF] Functions requiring qualifications at ORACLE FINANCIAL PLANNING LIMITED

  8. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at ORACLE FINANCIAL PLANNING LIMITED

  9. controlled function removed: Responsible for Insurance Distribution at ORACLE FINANCIAL PLANNING LIMITED

  10. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at ORACLE FINANCIAL PLANNING LIMITED

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