Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ORACLE FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 493035

    • (18)[FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2025)
    • (19)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jun 2025)
    • (17)CF30 Customer (1 Sep 2009 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (17)CF30 Customer at ORACLE FINANCIAL PLANNING LIMITED

  2. controlled function added: (18)[FCA CF] Client dealing at ORACLE FINANCIAL PLANNING LIMITED

  3. controlled function added: (19)[FCA CF] Functions requiring qualifications at ORACLE FINANCIAL PLANNING LIMITED