Ruzvan Nabi

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 13 Jan 2025)
    • [FCA CF] Client dealing (since 13 Jan 2025)
  • ORACLE FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 493035

    • (23)[FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2025)
    • (24)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jan 2025)
    • (22)CF30 Customer (25 Oct 2013 to 8 Dec 2019)
  • NORTH STAR INSURANCE BROKERS LIMITED (no longer approved here)

    FRN 513243

    • Responsible for Insurance Mediation (24 Mar 2010 to 11 May 2011)
    • CF1 Director (24 Mar 2010 to 11 May 2011)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (20 Nov 2009 to 4 Sep 2011)
    • CF22 Investment Adviser (Trainee) (23 Sep 2004 to 8 Dec 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 28 Nov 2009)
    • CF21 Investment Adviser (19 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Jan 2005 to 19 Oct 2005)
  • Cameron Alexander North East (no longer approved here)

    FRN 402957

    • Employed By (23 Sep 2004 to 8 Dec 2019)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (13 Feb 2004 to 23 Aug 2004)
  • CA Financial NE (no longer approved here)

    FRN 225013

    • Employed By (13 Feb 2004 to 23 Aug 2004)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (5 Sep 2003 to 5 Mar 2004)
    • CF22 Investment Adviser (Trainee) (13 Aug 2002 to 5 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (22)CF30 Customer at ORACLE FINANCIAL PLANNING LIMITED

  2. controlled function added: (23)[FCA CF] Client dealing at ORACLE FINANCIAL PLANNING LIMITED

  3. controlled function added: (24)[FCA CF] Functions requiring qualifications at ORACLE FINANCIAL PLANNING LIMITED