Nigel Henry Orrick

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aspire Wealth Limited

    FRN 717892

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • CF30 Customer (1 Sep 2017 to 8 Dec 2019)
  • ORACLE FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 493035

    • (10)CF1 Director (20 Feb 2009 to 1 Jan 2016)
    • (9)CF30 Customer (20 Feb 2009 to 31 Aug 2017)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (6 Apr 2004 to 2 Mar 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 2 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (9)CF30 Customer at ORACLE FINANCIAL PLANNING LIMITED

  2. controlled function added: (10)CF1 Director at ORACLE FINANCIAL PLANNING LIMITED