OPUS Independent Financial Planning Limited

Date authorised
1 November 2010
Companies House
07304649
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Opus Independent Financial Planning Ltd
    1 Coleshill Street
    Sutton Coldfield
    Birmingham
    B72 1SD
    UNITED KINGDOM
    Phone
    +441213544034
    Web
    https://www.opus-ifp.com

  • Complaints Contact

    Opus Independent Financial Planning Ltd
    1 Coleshill Street
    Sutton Coldfield
    Birmingham
    B72 1SD
    UNITED KINGDOM
    Phone
    +4401213544034

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oliver Codrington

    IRN OXC84719

    • SMF3 Executive Director (since 23 Dec 2020)
  • Paul Holmes

    IRN PXH01765

    • Responsible for Insurance Mediation (1 Nov 2010 to 30 Jun 2012)
    • CF1 Director (1 Nov 2010 to 30 Jun 2012)
  • Rupinder Bhamra

    IRN RXB01591

    • CF30 Customer (16 Oct 2014 to 12 Aug 2015)
  • Sarah Nicholls

    IRN SXN84702

    • CF1 Director (AR) (since 14 Mar 2023)
  • Simon Graham White

    IRN SGW01079

    • [FCA CF] Functions requiring qualifications (25 Mar 2021 to 11 Sep 2023)
    • [FCA CF] Client dealing (25 Mar 2021 to 11 Sep 2023)
    • SMF3 Executive Director (13 Sep 2020 to 16 Aug 2023)
    • CF30 Customer (18 May 2017 to 13 Sep 2023)
  • Simon Richards

    IRN SXR00003

    • [FCA CF] Client dealing (25 Mar 2021 to 31 Jan 2024)
    • [FCA CF] Functions requiring qualifications (25 Mar 2021 to 31 Jan 2024)
  • Stephen Evans

    IRN SXE01253

    • CF1 Director (AR) (23 Aug 2013 to 17 Mar 2014)
  • Stephen Jones

    IRN SXJ00003

    • CF30 Customer (22 Apr 2015 to 30 Nov 2016)
    • CF1 Director (AR) (22 Apr 2015 to 30 Nov 2016)
  • Stephen Timms

    IRN SXT00003

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2022)
    • [FCA CF] Client dealing (since 4 Jan 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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