Rupinder Bhamra

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CHESTER ROSE FINANCIAL PLANNING LTD

    FRN 726620

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2022)
  • MHA Wealth Limited (no longer approved here)

    FRN 143715

    • [FCA CF] Client dealing (7 Apr 2022 to 21 Sep 2023)
    • [FCA CF] Functions requiring qualifications (7 Apr 2022 to 28 Sep 2022)
    • [FCA CF] Material risk taker (7 Apr 2022 to 28 Sep 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2022)
    • CF30 Customer (10 Dec 2018 to 31 Jan 2022)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (14 Sep 2015 to 28 Jul 2017)
  • OPUS Independent Financial Planning Limited (no longer approved here)

    FRN 529492

    • CF30 Customer (16 Oct 2014 to 12 Aug 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (11 Jan 2008 to 8 May 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (4 Mar 2003 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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