MHA Wealth Limited

• Principal Place of Business

  Century House

  1 The Lakes

  Northampton

  Northamptonshire

  NN4 7HD

  UNITED KINGDOM

  Phone

  +441604621421

  Web

  https://www.mha.co.uk

• Complaints Contact

  Century House

  1 The Lakes

  Northampton

  Northamptonshire

  NN4 7HD

  UNITED KINGDOM

  Phone

  +441604621421

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

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  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

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  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Norris

  IRN AXN00344

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2025)
• Adrian Owen Bucknall

  IRN AOB00001

  • CF30 Customer (1 Nov 2007 to 29 May 2009)
  • CF27 Investment Management (7 Aug 2006 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Alan John Kendrick

  IRN AJK01078

  • CF21 Investment Adviser (1 Dec 2001 to 25 May 2003)
• Andrea Joanne Wood

  IRN AXW00461

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 16 Sep 2021)
  • [FCA CF] Client dealing (since 16 Sep 2021)
  • [FCA CF] Material risk taker (1 Mar 2023 to 14 Jan 2026)
• Andrew Phillip Cockerill

  IRN APC01080

  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 5 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jan 2026)
  • [FCA CF] Material risk taker (9 Dec 2019 to 14 Jan 2026)
  • [FCA CF] Significant management (9 Dec 2019 to 14 Jan 2026)
  • Responsible for Insurance Distribution (1 Oct 2018 to 5 Jan 2026)
  • CF11 Money Laundering Reporting (7 Jul 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (7 Jul 2015 to 8 Dec 2019)
  • Responsible for Insurance Mediation (12 Dec 2011 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF14 Risk Assessment (10 Dec 2003 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (10 Dec 2003 to 31 Oct 2007)
  • CF3 Chief Executive (10 Dec 2003 to 4 Feb 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Annabelle Fasulo

  IRN AXF01209

  • CF27 Investment Management (11 Aug 2003 to 8 Apr 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2005)
• Ben Harrison

  IRN BXH01355

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2025)
  • [FCA CF] Client dealing (since 1 Feb 2025)
• Charlotte Elgar

  IRN CXE00088

  • [FCA CF] Functions requiring qualifications (4 Dec 2023 to 23 Jan 2026)
  • [FCA CF] Client dealing (4 Dec 2023 to 23 Jan 2026)
  • [FCA CF] Material risk taker (4 Dec 2023 to 14 Jan 2026)
• Christopher Nigel Colclough

  IRN CNC01047

  • [FCA CF] Functions requiring qualifications (1 Feb 2025 to 2 Feb 2025)
  • [FCA CF] Client dealing (1 Feb 2025 to 2 Feb 2025)
• Daniel Robert Perkin

  IRN DRP01128

  • CF30 Customer (15 Jan 2014 to 24 Apr 2015)

• Paul Ernest Barnes (no longer appointed)

  FRN 205918 · Appointed 1 Jan 1996 · Until 15 Jul 2002

No changes recorded yet.