Andrew Phillip Cockerill

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MHA Wealth Limited (no longer approved here)

    FRN 143715

    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Jan 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Jan 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Jan 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Jan 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Jan 2026)
    • CF10 Compliance Oversight (7 Jul 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Jul 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 Dec 2011 to 30 Sep 2018)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (10 Dec 2003 to 31 Oct 2007)
    • CF14 Risk Assessment (10 Dec 2003 to 31 Oct 2007)
    • CF3 Chief Executive (10 Dec 2003 to 4 Feb 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.