Stephen Jones

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JONES COOPER WEALTH MANAGEMENT LIMITED

    FRN 741929

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
    • CF1 Director (1 Dec 2016 to 8 Dec 2019)
  • OPUS Independent Financial Planning Limited (no longer approved here)

    FRN 529492

    • CF1 Director (AR) (22 Apr 2015 to 30 Nov 2016)
    • CF30 Customer (22 Apr 2015 to 30 Nov 2016)
  • Jones Cooper Wealth Management Limited (no longer approved here)

    FRN 163575

    • Employed By (9 Apr 2015 to 30 Nov 2016)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 1 Jun 2015)
    • CF1 Director (AR) (1 Dec 2001 to 1 Jun 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • DSC (IFA) Ltd (no longer approved here)

    FRN 102489

    • Employed By (1 Oct 1998 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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