JONES COOPER WEALTH MANAGEMENT LIMITED

Date authorised
1 December 2016
Companies House
02847294
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Stables, Whinchat Hall
    Skipwith Road
    Escrick
    York
    North Yorkshire
    YO19 6EJ
    UNITED KINGDOM
    Phone
    +441904728965
    Web
    https://www.jc-wm.com

  • Complaints Contact

    The Stables, Whinchat Hall
    Skipwith Road
    Escrick
    York
    North Yorkshire
    YO19 6EJ
    UNITED KINGDOM
    Phone
    +441904728965

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin James Rees

    IRN BJR01053

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 24 Mar 2025)
    • [FCA CF] Client dealing (since 24 Mar 2025)
    • CF30 Customer (13 Mar 2017 to 18 Aug 2017)
    • Responsible for Insurance Mediation (9 Feb 2017 to 14 Jul 2017)
    • CF1 Director (8 Feb 2017 to 14 Jul 2017)
    • CF10 Compliance Oversight (8 Feb 2017 to 14 Jul 2017)
    • CF11 Money Laundering Reporting (8 Feb 2017 to 14 Jul 2017)
  • Jillian Mary Jones

    IRN JMJ01050

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Oct 2019)
    • CF10 Compliance Oversight (27 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Jul 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Jul 2017 to 30 Sep 2018)
    • CF1 Director (1 Dec 2016 to 8 Dec 2019)
  • John Patrick Holian

    IRN JPH01091

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 8 Oct 2019)
    • CF30 Customer (24 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2016 to 25 Jan 2017)
    • CF10 Compliance Oversight (1 Dec 2016 to 25 Jan 2017)
    • CF1 Director (1 Dec 2016 to 25 Jan 2017)
    • Responsible for Insurance Mediation (1 Dec 2016 to 25 Jan 2017)
  • Patrick Michael Toes

    IRN PMT01042

    • [FCA CF] Client dealing (18 Jan 2024 to 29 May 2024)
    • [FCA CF] Functions requiring qualifications (18 Jan 2024 to 29 May 2024)
  • Samantha Kay

    IRN SXK01759

    • CF30 Customer (18 Aug 2017 to 2 Feb 2018)
    • CF1 Director (18 Aug 2017 to 2 Feb 2018)
  • Stephen Jones

    IRN SXJ00003

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.