John Patrick Holian

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MAUNBY INVESTMENT MANAGEMENT LIMITED

    FRN 114428

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (6 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 8 Aug 2003)
    • CF27 Investment Management (1 Dec 2001 to 8 Aug 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2003)
  • JONES COOPER WEALTH MANAGEMENT LIMITED

    FRN 741929

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 8 Oct 2019)
    • CF30 Customer (24 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2016 to 25 Jan 2017)
    • CF11 Money Laundering Reporting (1 Dec 2016 to 25 Jan 2017)
    • Responsible for Insurance Mediation (1 Dec 2016 to 25 Jan 2017)
    • CF1 Director (1 Dec 2016 to 25 Jan 2017)
  • Jones Cooper Wealth Management Limited (no longer approved here)

    FRN 163575

    • Employed By (30 Jun 2016 to 30 Nov 2016)
  • OPUS Independent Financial Planning Limited (no longer approved here)

    FRN 529492

    • CF1 Director (AR) (30 Jun 2016 to 30 Nov 2016)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (8 Oct 2014 to 24 Apr 2015)
  • Miller Associates Ltd (no longer approved here)

    FRN 206483

    • (4)Employed By (4 Jul 2006 to 4 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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