Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Oct 2019)
    • CF11 Money Laundering Reporting (27 Jul 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Jul 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Jul 2017 to 30 Sep 2018)
    • CF1 Director (1 Dec 2016 to 8 Dec 2019)
  • OPUS Independent Financial Planning Limited (no longer approved here)

    FRN 529492

    • CF1 Director (AR) (14 May 2015 to 30 Nov 2016)
  • Jones Cooper Wealth Management Limited (no longer approved here)

    FRN 163575

    • Employed By (9 Apr 2015 to 30 Nov 2016)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (24 Feb 2010 to 1 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.