Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JONES COOPER WEALTH MANAGEMENT LIMITED
FRN 741929
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 8 Oct 2019)
- CF11 Money Laundering Reporting (27 Jul 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (27 Jul 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (15 Jul 2017 to 30 Sep 2018)
- CF1 Director (1 Dec 2016 to 8 Dec 2019)
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- CF1 Director (AR) (14 May 2015 to 30 Nov 2016)
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- Employed By (9 Apr 2015 to 30 Nov 2016)
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- CF1 Director (AR) (24 Feb 2010 to 1 Jun 2015)
Recent activity
Updates to this individual's record on the FCA register.
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