Stephen Timms

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OPUS Independent Financial Planning Limited

    FRN 529492

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2022)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (14 Mar 2017 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • CF30 Customer (31 Oct 2016 to 8 Dec 2019)
  • Aegis Financial Planning Limited (no longer approved here)

    FRN 624298

    • CF30 Customer (10 Apr 2015 to 7 Apr 2017)
  • Demontfort Financial Advisers LLP (no longer approved here)

    FRN 452221

    • Employed By (1 Apr 2015 to 7 Apr 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.