Simon Graham White

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Henwood Court Financial Planning Limited

    FRN 417707

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 18 Oct 2023)
  • OPUS Independent Financial Planning Limited (no longer approved here)

    FRN 529492

    • [FCA CF] Functions requiring qualifications (25 Mar 2021 to 11 Sep 2023)
    • [FCA CF] Client dealing (25 Mar 2021 to 11 Sep 2023)
    • SMF3 Executive Director (13 Sep 2020 to 16 Aug 2023)
    • CF30 Customer (18 May 2017 to 13 Sep 2023)
  • DFM Financial Planning Limited (no longer approved here)

    FRN 815929

    • (2)Employed By (31 Aug 2018 to 13 Sep 2023)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (15 Apr 2013 to 27 Apr 2017)
  • Ernest Grant Ltd (no longer approved here)

    FRN 568558

    • (10)Employed By (15 Apr 2013 to 27 Apr 2017)

Recent activity

Updates to this individual's record on the FCA register.

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