Simon Richards

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Milsted Langdon Financial Services Limited

    FRN 126457

    • 10. Broker fund adviser
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 24 Jan 2024)
    • [FCA CF] Client dealing (since 30 Nov 2023)
  • OPUS Independent Financial Planning Limited (no longer approved here)

    FRN 529492

    • [FCA CF] Functions requiring qualifications (25 Mar 2021 to 31 Jan 2024)
    • [FCA CF] Client dealing (25 Mar 2021 to 31 Jan 2024)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (28 Dec 2011 to 12 Dec 2012)
    • CF30 Customer (28 Dec 2011 to 12 Dec 2012)
  • Bailey Richards Ltd (no longer approved here)

    FRN 480744

    • Employed By (28 Mar 2008 to 12 Dec 2012)
  • HRC Innovative Financial Planning Ltd (no longer approved here)

    FRN 224140

    • (11)Employed By (17 Apr 2003 to 31 Mar 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.