One Four Nine Wealth Limited

• Principal Place of Business

  One Four Nine Wealth

  16 Berkeley Street

  London

  Westminster

  W1J 8DZ

  UNITED KINGDOM

  Phone

  +4403330444149

  Web

  https://www.onefourninewealth.co.uk

• Complaints Contact

  One Four Nine Wealth Ltd

  16 Berkeley Street

  London

  Westminster

  W1J 8DZ

  UNITED KINGDOM

  Phone

  +4403330444149

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sally Jackson

  IRN SXJ01830

  • [FCA CF] Functions requiring qualifications (18 Oct 2024 to 20 Jun 2025)
  • [FCA CF] Client dealing (18 Oct 2024 to 20 Jun 2025)
• Samantha Jane Prendergast

  IRN SJP01406

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
  • [FCA CF] Client dealing (since 30 Mar 2026)
• Sarah Jane Durham

  IRN SXD17628

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 3 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 3 Feb 2025)
• Steven Anthony Montague

  IRN SAM01310

  • [FCA CF] Functions requiring qualifications (24 Nov 2023 to 8 Jan 2024)
  • [FCA CF] Client dealing (24 Nov 2023 to 8 Jan 2024)
• Stuart Stephen Harding

  IRN SSH01038

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 1 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
  • Responsible for Insurance Distribution (since 11 Aug 2023)
  • SMF3 Executive Director (since 11 Aug 2023)
• Susan Elizabeth Zanzarella

  IRN SEZ01003

  • [FCA CF] Client dealing (2 Jan 2024 to 13 May 2025)
  • [FCA CF] Functions requiring qualifications (2 Jan 2024 to 13 May 2025)
• Sylvia Bentham

  IRN SXJ00030

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Apr 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Aug 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 17 Apr 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 18 Aug 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Aug 2023)
  • SMF3 Executive Director (9 Dec 2019 to 15 Aug 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 15 Aug 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• Thomas Gibson Hyslop

  IRN TGH00005

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
  • [FCA CF] Client dealing (since 1 Oct 2025)
• Thomas Keating Kemp Helm

  IRN TKH00003

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
• Thomas Meeks

  IRN TXM01714

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 13 Dec 2024)
  • [FCA CF] Functions requiring qualifications (since 13 Dec 2024)

No changes recorded yet.