Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2025)
    • [FCA CF] Client dealing (since 4 Nov 2025)
  • Perspective (North West) Limited (no longer approved here)

    FRN 229808

    • [FCA CF] Functions requiring qualifications (2 Jun 2025 to 31 Oct 2025)
    • [FCA CF] Client dealing (2 Jun 2025 to 31 Oct 2025)
  • One Four Nine Wealth Limited (no longer approved here)

    FRN 153508

    • [FCA CF] Client dealing (2 Jan 2024 to 13 May 2025)
    • [FCA CF] Functions requiring qualifications (2 Jan 2024 to 13 May 2025)
  • GARSTANG INDEPENDENT FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 209450

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2023)
    • CF30 Customer (7 Jun 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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