Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Dec 2024)
    • [FCA CF] Client dealing (since 13 Dec 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2024)
    • CF1 Director (AR) (18 Dec 2017 to 31 Jan 2024)
    • CF30 Customer (10 Jan 2012 to 31 Jan 2024)
  • Castlegate Capital Limited (no longer approved here)

    FRN 796549

    • Employed By (18 Dec 2017 to 31 Jan 2024)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (25 Mar 2013 to 4 May 2018)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (10 Jan 2012 to 31 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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