Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
One Four Nine Wealth Limited
FRN 153508
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 13 Dec 2024)
- [FCA CF] Client dealing (since 13 Dec 2024)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2024)
- CF1 Director (AR) (18 Dec 2017 to 31 Jan 2024)
- CF30 Customer (10 Jan 2012 to 31 Jan 2024)
-
- Employed By (18 Dec 2017 to 31 Jan 2024)
-
- Employed By (25 Mar 2013 to 4 May 2018)
-
- Employed By (10 Jan 2012 to 31 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.