Stuart Stephen Harding

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chamberlain Berry LLP

    FRN 504255

    • SMF27 Partner (since 3 Nov 2025)
  • One Four Nine Wealth Limited

    FRN 153508

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 1 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
    • SMF3 Executive Director (since 11 Aug 2023)
    • Responsible for Insurance Distribution (since 11 Aug 2023)
  • Russell Gibson Financial Management Limited (no longer approved here)

    FRN 533522

    • SMF3 Executive Director (3 Mar 2023 to 23 Apr 2026)
    • Responsible for Insurance Distribution (3 Mar 2023 to 23 Apr 2026)
  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • SMF3 Executive Director (1 Oct 2021 to 29 Mar 2022)
  • Tempus Financial Planning Limited (no longer approved here)

    FRN 746703

    • Employed By (27 Jul 2021 to 29 Mar 2022)
  • Sovereign Asset Management Limited (no longer approved here)

    FRN 206503

    • Employed By (7 Jan 2021 to 29 Mar 2022)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • SMF3 Executive Director (10 Jan 2020 to 29 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Mar 2022)
    • CF1 Director (AR) (24 May 2016 to 29 Mar 2022)
    • CF30 Customer (16 Jul 2015 to 29 Mar 2022)
  • Altero Financial Services Ltd (no longer approved here)

    FRN 775276

    • Employed By (8 Oct 2018 to 29 Mar 2022)
  • Baker & Company Financial Solutions Limited (no longer approved here)

    FRN 810485

    • Employed By (1 Jun 2018 to 29 Mar 2022)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (22 Jul 2015 to 29 Mar 2022)
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Recent activity

Updates to this individual's record on the FCA register.

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