Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • One Four Nine Wealth Limited (no longer approved here)

    FRN 153508

    • [FCA CF] Client dealing (24 Nov 2023 to 8 Jan 2024)
    • [FCA CF] Functions requiring qualifications (24 Nov 2023 to 8 Jan 2024)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (22 Jul 2015 to 30 Nov 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (8 Mar 2011 to 10 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

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