Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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One Four Nine Wealth Limited
FRN 153508
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
- [FCA CF] Client dealing (since 1 Oct 2025)
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Russell Gibson Financial Management Limited
FRN 533522
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 19 Nov 2020)
- [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (4 Sep 2020 to 18 Aug 2023)
- SMF3 Executive Director (9 Dec 2019 to 15 Aug 2023)
- CF1 Director (10 Dec 2010 to 8 Dec 2019)
- CF30 Customer (10 Dec 2010 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 4 Feb 2008)
- CF21 Investment Adviser (30 Oct 2002 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (30 Oct 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.