OCEAN WALL LTD

• Principal Place of Business

  3rd Floor

  10 John Princes Street

  London

  Westminster

  W1G 0JW

  UNITED KINGDOM

  Phone

  +4402034882168

  Web

  https://www.oceanwall.com

• Complaints Contact

  3rd Floor

  10 John Princes Street

  London

  Westminster

  W1G 0JW

  UNITED KINGDOM

  Phone

  +442034882168

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Fox-Rumley

  IRN AMR01148

  • [FCA CF] Client dealing (since 27 Apr 2026)
• Alexander Czinner

  IRN AXC01307

  • [FCA CF] Client dealing (since 1 May 2024)
• Angela Dawn Henderson

  IRN ADW01076

  • Director of firm who is not a certification employee or a SMF manager (since 17 Apr 2025)
• Benjamin Finegold

  IRN BXF00100

  • [FCA CF] Client dealing (since 1 Apr 2022)
• Charles Jonathan Foreman

  IRN CJF01076

  • [FCA CF] Client dealing (since 1 Aug 2025)
• Clarissa Watkins

  IRN CXW00453

  • [FCA CF] Client dealing (1 Jan 2022 to 19 Oct 2023)
• David Brandt

  IRN DXB01196

  • [FCA CF] Client dealing (since 10 Nov 2025)
• David Michael Ryan

  IRN DMR01072

  • [FCA CF] Client dealing (since 3 Nov 2025)
• Henry Robin Anil Narula

  IRN HXN00029

  • SMF16 Compliance Oversight (since 30 Mar 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jul 2025)
  • [FCA CF] Client dealing (since 9 Jun 2025)
• Henry Swanson

  IRN HXS00607

  • [FCA CF] Client dealing (since 10 Nov 2025)

No changes recorded yet.