David Michael Ryan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

OCEAN WALL LTD
FRN 913321
- [FCA CF] Client dealing (since 3 Nov 2025)
MAKOR SECURITIES LONDON LTD (no longer approved here)
FRN 625054
- CF30 Customer (23 May 2024 to 20 Jun 2025)
Zeal & Partners Limited (no longer approved here)
FRN 997555
- Employed By (23 May 2024 to 20 Jun 2025)
Alternatives St James LLP (no longer approved here)
FRN 430914
- [FCA CF] Client dealing (21 Nov 2022 to 16 May 2025)
- CF30 Customer (12 Mar 2021 to 7 Dec 2021)
Sapia Partners LLP (no longer approved here)
FRN 550103
- CF4 Partner (AR) (27 May 2020 to 29 Feb 2024)
- CF30 Customer (8 Oct 2014 to 1 Apr 2019)
Barbon Advisors LLP (no longer approved here)
FRN 630317
- Employed By (8 Oct 2014 to 1 Apr 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.