Barbon Advisors LLP

FRN: 630317
Companies House: OC393008
Last scraped: 3 weeks ago

This firm operates as an appointed representative of Alternatives St James LLP. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Rex House

4-12 Regent Street

London

SW1Y 4PE

UNITED KINGDOM

Phone

+442070961924

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Antony Brian O'Sullivan
IRN ABO01003
- Employed By (7 Oct 2014 to 26 Mar 2015)
David Michael Ryan
IRN DMR01072
- Employed By (8 Oct 2014 to 1 Apr 2019)
Simon Trevor Lloyd
IRN STL01016
- Employed By (since 6 Jan 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.