Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF1 Director (AR) (17 Feb 2023 to 14 Oct 2025)
  • Climate Asset Management Limited (no longer approved here)

    FRN 944222

    • SMF3 Executive Director (8 Dec 2021 to 1 May 2023)
  • Alternatives St James LLP (no longer approved here)

    FRN 430914

    • CF30 Customer (21 Oct 2020 to 28 Feb 2023)
    • CF1 Director (AR) (21 Oct 2020 to 28 Feb 2023)
    • CF3 Chief Executive (AR) (14 May 2020 to 17 Sep 2020)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (7 Oct 2014 to 26 Mar 2015)
  • Barbon Advisors LLP (no longer approved here)

    FRN 630317

    • Employed By (7 Oct 2014 to 26 Mar 2015)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.