OCEAN WALL LTD

• Principal Place of Business

  3rd Floor

  10 John Princes Street

  London

  Westminster

  W1G 0JW

  UNITED KINGDOM

  Phone

  +4402034882168

  Web

  https://www.oceanwall.com

• Complaints Contact

  3rd Floor

  10 John Princes Street

  London

  Westminster

  W1G 0JW

  UNITED KINGDOM

  Phone

  +442034882168

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Graham Aitken Ross

  IRN IGR01004

  • SMF3 Executive Director (6 Feb 2020 to 30 Jun 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Feb 2020 to 30 Jun 2025)
  • SMF16 Compliance Oversight (6 Feb 2020 to 30 Jun 2025)
• Jonathan Barnett

  IRN JXB01435

  • [FCA CF] Client dealing (since 3 Jan 2023)
• Kate Gerrish

  IRN KXG00420

  • [FCA CF] Client dealing (since 17 Mar 2026)
• Lawrence Hannah

  IRN LXH00625

  • [FCA CF] Client dealing (14 May 2025 to 11 Feb 2026)
• Lorne Milne

  IRN LXM00853

  • [FCA CF] Client dealing (13 Oct 2025 to 4 Mar 2026)
• Max Taylor

  IRN MXT00717

  • [FCA CF] Client dealing (since 23 Jun 2025)
• Murray Daniel Remarque Roos

  IRN MDR01055

  • SMF1 Chief Executive (since 9 Feb 2026)
  • SMF3 Executive Director (since 13 Jun 2025)
• Nadine Lewis-Hartley

  IRN NXL00221

  • [FCA CF] Client dealing (since 22 Apr 2025)
  • SMF16 Compliance Oversight (6 Aug 2025 to 23 Mar 2026)
• Nicholas John Adams Lawson

  IRN NJL01041

  • SMF1 Chief Executive (since 6 Feb 2020)
  • SMF3 Executive Director (since 6 Feb 2020)
• Nicholas Richard Ward

  IRN NRW01038

  • [FCA CF] Client dealing (since 9 Jan 2026)

No changes recorded yet.