Nicholas John Adams Lawson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

OCEAN WALL LTD
FRN 913321
- SMF3 Executive Director (since 6 Feb 2020)
- SMF1 Chief Executive (since 6 Feb 2020)
Arrowgrass Capital Partners LLP (no longer approved here)
FRN 413647
- CF4 Partner (30 Nov 2017 to 29 Aug 2019)
- CF30 Customer (1 Feb 2016 to 29 Aug 2019)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (1 Nov 2007 to 9 Nov 2015)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
DB UK Bank Limited (no longer approved here)
FRN 140848
- CF21 Investment Adviser (1 Dec 2001 to 26 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.