Jonathan Barnett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

OCEAN WALL LTD
FRN 913321
- [FCA CF] Client dealing (since 3 Jan 2023)
BNP Paribas Asset Management UK Limited (no longer approved here)
FRN 170064
- [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
- CF30 Customer (23 Feb 2015 to 8 Dec 2019)
Caxton Associates LLP (no longer approved here)
FRN 504390
- CF4 Partner (26 Jan 2010 to 26 Oct 2010)
- CF30 Customer (2 Dec 2009 to 26 Oct 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.