Ian Graham Aitken Ross

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

OCEAN WALL LTD (no longer approved here)
FRN 913321
- SMF16 Compliance Oversight (6 Feb 2020 to 30 Jun 2025)
- SMF3 Executive Director (6 Feb 2020 to 30 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (6 Feb 2020 to 30 Jun 2025)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- CF30 Customer (29 Jan 2010 to 4 Jun 2018)
TP ICAP Broking Limited (no longer approved here)
FRN 154234
- CF30 Customer (1 Nov 2007 to 4 Jun 2018)
- CF21 Investment Adviser (30 Oct 2002 to 31 Oct 2007)
CLSA (UK) (no longer approved here)
FRN 140836
- CF26 Customer Trading (1 Dec 2001 to 31 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.