Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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OCEAN WALL LTD
FRN 913321
- Director of firm who is not a certification employee or a SMF manager (since 17 Apr 2025)
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Wells Fargo Securities International Limited
FRN 186745
- SMF12 Chair of the Remuneration Committee (since 20 Dec 2023)
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Macquarie Capital (Europe) Limited
FRN 193905
- SMF10 Chair of the Risk Committee (since 9 Sep 2020)
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- Director of firm who is not a certification employee or a SMF manager (31 Jan 2020 to 17 Oct 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 17 Oct 2022)
- CF2 Non Executive Director (4 Dec 2015 to 8 Dec 2019)
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- CF2 Non Executive Director (30 Jan 2017 to 14 May 2019)
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- CF30 Customer (25 Sep 2013 to 22 May 2015)
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- CF30 Customer (1 Nov 2007 to 27 Sep 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.