Adam Fox-Rumley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

OCEAN WALL LTD
FRN 913321
- [FCA CF] Client dealing (since 27 Apr 2026)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Client dealing (10 Sep 2017 to 30 Jun 2025)
- CF30 Customer (21 Mar 2011 to 6 Mar 2016)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (15 Oct 2008 to 1 Feb 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.