Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OCEAN WALL LTD

    FRN 913321

    • SMF16 Compliance Oversight (since 30 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jul 2025)
    • [FCA CF] Client dealing (since 9 Jun 2025)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Client dealing (9 Mar 2021 to 31 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

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