Oberon Investment Management Limited

Date authorised
1 June 2018
Companies House
10927854
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Duke Street St James's
    2nd Floor
    London
    SW1Y 6BN
    UNITED KINGDOM
    Phone
    +4402031795300

  • Complaints Contact

    6 Duke Street St James's
    2nd Floor
    London
    SW1Y 6BN
    UNITED KINGDOM
    Phone
    +4402031795308

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Herringer

    IRN AXH00943

    • [FCA CF] Significant management (since 28 May 2024)
  • Alexander Paul Dampier

    IRN APD01167

    • SMF3 Executive Director (9 Dec 2019 to 29 Feb 2024)
    • CF1 Director (1 Jun 2018 to 8 Dec 2019)
  • Andrew William Herd

    IRN AWH01061

    • [FCA CF] Client dealing (10 Mar 2021 to 11 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 29 Feb 2024)
    • CF1 Director (1 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
  • Anthony Philip Brown

    IRN APB01129

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 May 2023)
    • CF11 Money Laundering Reporting (1 Jun 2018 to 8 Dec 2019)
  • Caroline Sheona Worthington

    IRN CSW01063

    • SMF16 Compliance Oversight (28 Mar 2024 to 23 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Mar 2024 to 23 Apr 2025)
  • Harry Abraham Hyman

    IRN HAH01012

    • [FCA CF] Client dealing (10 Mar 2021 to 11 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 29 Feb 2024)
    • CF1 Director (1 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
  • Henna Ahmed

    IRN HXA00202

    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Apr 2023 to 13 Nov 2023)
  • Jason Carl Bell

    IRN JCB00010

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 May 2025)
    • SMF16 Compliance Oversight (since 9 May 2025)
  • Marcia Coelho Manarin

    IRN MCM01131

    • SMF3 Executive Director (since 14 Jan 2025)
  • Matthew James O'Kane

    IRN MJO01139

    • [FCA CF] Client dealing (10 Mar 2021 to 11 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 29 Feb 2024)
    • CF1 Director (1 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.