Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 May 2025)
    • SMF16 Compliance Oversight (since 9 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 May 2025)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Mar 2024 to 20 Dec 2024)
  • LGT Wealth Management US Limited (no longer approved here)

    FRN 585547

    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Mar 2024 to 20 Dec 2024)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Feb 2024 to 20 Dec 2024)
    • [FCA CF] Significant management (1 Feb 2020 to 1 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.