Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oberon Investments Limited
FRN 124885
- SMF16 Compliance Oversight (since 9 May 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 May 2025)
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Oberon Investment Management Limited
FRN 796814
- SMF16 Compliance Oversight (since 9 May 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 May 2025)
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- SMF17 Money Laundering Reporting Officer (MLRO) (28 Mar 2024 to 20 Dec 2024)
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- SMF17 Money Laundering Reporting Officer (MLRO) (28 Mar 2024 to 20 Dec 2024)
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- SMF17 Money Laundering Reporting Officer (MLRO) (2 Feb 2024 to 20 Dec 2024)
- [FCA CF] Significant management (1 Feb 2020 to 1 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.