Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oberon Investment Management Limited (no longer approved here)

    FRN 796814

    • [FCA CF] Client dealing (10 Mar 2021 to 11 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 29 Feb 2024)
    • CF1 Director (1 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
  • Adam Street Advisers Corporate Finance LLP (no longer approved here)

    FRN 487620

    • CF1 Director (AR) (7 Jul 2011 to 25 Nov 2015)
    • CF30 Customer (7 Nov 2008 to 25 Nov 2015)
    • CF4 Partner (7 Nov 2008 to 25 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.