Oberon Investment Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Paul Simon Kent Wright
IRN PSW01091
- SMF16 Compliance Oversight (9 Dec 2019 to 22 Jan 2024)
- CF10 Compliance Oversight (1 Jun 2018 to 8 Dec 2019)
Robert Simon Like
IRN RSL01031
- SMF3 Executive Director (17 May 2024 to 17 Jan 2025)
Simon Philip McGivern
IRN SPM01113
- SMF3 Executive Director (since 28 Feb 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.