Simon Philip McGivern

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oberon Investment Management Limited
FRN 796814
- SMF3 Executive Director (since 28 Feb 2024)
Smythe House Limited
FRN 583142
- SMF3 Executive Director (since 26 Jan 2022)
Oberon Investments Limited
FRN 124885
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF3 Chief Executive (20 Dec 2017 to 8 Dec 2019)
- CF30 Customer (20 Dec 2017 to 8 Dec 2019)
- CF1 Director (20 Dec 2017 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.