Robert Simon Like

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oberon Investments Limited

    FRN 124885

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 17 Jan 2025)
    • [FCA CF] Client dealing (since 19 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 19 Jul 2024)
    • SMF3 Executive Director (11 May 2021 to 17 Jan 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Jul 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 19 Jul 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (28 Nov 2002 to 31 Oct 2007)
    • CF27 Investment Management (28 Nov 2002 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Oberon Investment Management Limited (no longer approved here)

    FRN 796814

    • SMF3 Executive Director (17 May 2024 to 17 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

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