Adam Herringer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oberon Investments Limited
FRN 124885
- SMF3 Executive Director (since 7 Feb 2025)
- [FCA CF] Significant management (28 May 2024 to 21 Feb 2025)
Oberon Investment Management Limited
FRN 796814
- [FCA CF] Significant management (since 28 May 2024)
Logic Investments Ltd (no longer approved here)
FRN 516459
- SMF3 Executive Director (8 Aug 2023 to 8 Nov 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.