Andrew William Herd

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oberon Investment Management Limited (no longer approved here)

    FRN 796814

    • [FCA CF] Client dealing (10 Mar 2021 to 11 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 29 Feb 2024)
    • CF1 Director (1 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
  • United Trust Bank Limited (no longer approved here)

    FRN 204463

    • Director of firm who is not a certification employee or a SMF manager (30 Jul 2020 to 31 Dec 2025)
    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 30 Jul 2020)
    • CF2 Non Executive Director (30 Apr 2004 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.